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Showing posts with the label SEC Litigation Release .

SEC Litigation Release - August 10, 2016: Benjamin Sydney Staples, et al.

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U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23617 / August 10, 2016

SEC Litigation Release - June 16, 2015: Dimitry Braverman and Vitaly Pupynin.

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U.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 23287 / June 16, 2015 Securities and Exchange Commission v. Dimitry Braverman and Vitaly Pupynin , Civil Action No. 14-cv-7482 (RMB) (S.D.N.Y.) Securities and Exchange Commission V. Dimitry Braverman and Vitaly Pupynin On June 15, 2015, the U.S. District Court for the Southern District of New York entered a consent judgment permanently restraining and enjoining Dimitry Braverman from violations of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 promulgated thereunder. As part of the settlement, Braverman has agreed to make full disgorgement of his insider trading gains by paying $306,658.33 plus prejudgment interest of $9,336.41, and to pay a civil penalty of $204,438.89.