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NFA makes directories available free of charge: NFA New, Facts, Actions; june 04, 2013.

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June 4, 2013 NFA makes directories available free of charge As an added benefit to Members and the public, effective today, NFA is making its directories of specific Commodity Futures Trading Commission (CFTC) registration categories and NFA Members available for download on its website free of charge. Click here to read more... Visit Us Online www.nfa.futures.org Information Center 800-621-3570 312-781-1410

NFA | News,Facts,Actions - Fall 2011

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News Facts Actions - Fall 2011 In this issue: A few minutes with NFA's newest officers, Ed Dasso and Jamila Piracci The Commodity Futures Trading Commission's (CFTC) proposed rules regarding the regulation of Swap Dealers (SD) and Major Swap Participants (MSP) delegate to NFA the responsibility of processing applications for SD and MSP registration, conducting examinations and monitoring these new Member for compliance with the full range of CFTC regulations. Click here to read more... NFA proposes change in forex fee structure The continuing high costs of regulating NFA's forex Members, coupled with a sharp decrease in revenue from forex firms, have resulted in an NFA proposal to change the forex fee structure. Click here to read more... NFA proposes new Interpretive Notice to address the allocation of bunched retail forex orders for multiple accounts Citing concerns over the allocation procedure known as Percentage Allocation Manage

NFA: News,Facts,Actions - Spring 2011

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News Facts Actions - Spring 2011 In this issue: NFA expands its jurisdiction of forex regulation to reflect changes in retail market NFA's Self-Examination Checklist enhanced and renamed Self-Examination Questionnaire FinCEN issues final rules relating to confidentiality of suspicious activity reports Board Actions News Brief NFA expands its jurisdiction of forex regulation to reflect changes in retail market NFA has proposed several changes to its Forex Requirements, including an amendment that will subject all NFA Members that engage in retail forex transactions, regardless of whether they are an otherwise regulated entity under the Commodity Exchange Act (CEA), to NFA's Forex Requirements. Click here to read more... NFA's Self-Examination Checklist enhanced and renamed Self-Examination Questionnaire NFA has recently enhanced its Self-Examination Checklist to make the document more useful for both NFA Members and NFA staff. Click her