DealBook P.M. Edition - April 1, 2015: Top Story | DealBook Highlights | Looking Ahead.

WEDNESDAY, APRIL 1, 2015

TOP STORY U.S. Says HSBC Needs to Step Up on Compliance Criticisms of the bank, which reached a multibillion-dollar settlement to resolve accusations of money laundering, emerge in a court filing. NYT » DEALBOOK HIGHLIGHTS Prosecutors Ease Crackdown on Buyers of China-Bound Luxury Cars Federal authorities in South Carolina, Florida, Georgia and Ohio have settled these export disputes by returning all of the seized cars.

WSJ | Most Actives Closing on April 1, 2015.

THE WALL STREET JOURNAL Most Actives Closing Most Active Stocks by Volume 4:31 pm ET 03/31/2015 NYSE ISSUE VOLUME PRICE CHG % CHG Bank of America (BAC) 59,902,058 $15.39 -0.13 -0.84 General Electric (GE) 33,679,270 24.81 -0.31 -1.23 J.C. Penney (JCP) 30,595,167 8.41 0.58 7.41 Rite Aid (RAD) 29,962,925 8.69 -0.07 -0.80 Petroleo Brasileiro ADS (PBR) 28,916,380 6.01 0.08 1.35 Nokia ADS (NOK) 27,656,234 7.58 -0.15 -1.94 AT&T (T) 27,354,340 32.65 -0.32 -0.97 Freeport-McMoRan (FCX) 25,096,385 18.95 -0.43 -2.22 Pfizer (PFE) 25,021,847 34.79 -0.21 -0.60 Regions Financial (RF) 24,175,347 9.45 0.11 1.18 Twitter (TWTR) 23,626,889 50.08 0.19 0.38 Alcoa (AA) 22,817,246 12.92 -0.04 -0.31 Vale ADS (VALE) 22,602,268 5.65 -0.14 -2.42 Ford Motor (F) 21,531,528 16.14 -0.02 -0.12 International Game Technology (IGT) 18,427,515 17.41 -0.32 -1.80 JPMorgan Chase (JPM) 16,825,059 60.58 -0.38 -0.62 Peabody Energy (BTU) 16,823,098 4.92 -0.42 -7.87 Itau Unibanco Holding ADS (ITUB) 15,738,100 11.06 0.28 2.64 Coca-Cola (KO) 15,424,427 40.55 0.04 0.10 Exelon (EXC) 15,397,011 33.61 0.04 0.12 Chesapeake Energy (CHK) 15,104,787 14.16 0.19 1.36 Taiwan Semiconductor Manufacturing ADS (TSM) 13,407,652 23.48 0.23 0.99 Hewlett-Packard (HPQ) 13,325,990 31.16 -0.41 -1.30 Citigroup (C) 13,151,130 51.52 -0.12 -0.23 Sprint (S) 12,919,943 4.74 -0.01 -0.21   Nasdaq

WSJ | Biggest Decliners Closing on April 1, 2015.

THE WALL STREET JOURNAL Biggest Decliners Closing

Biggest Decliners 4:46 pm ET 03/31/2015 NYSE ISSUE VOLUME PRICE CHG % CHG Vaalco Energy (EGY) 5,199,784 $2.45 -0.68 -21.73 Journal Media Group (JMG@) 320,891 8.74 -1.51 -14.73 TCP International Holdings (TCPI) 717,986 1.84 -0.26 -12.38 Phoenix (PNX) 112,095 49.99 -6.08 -10.84 Teck Resources Cl B (TCK) 11,513,861 13.73 -1.54 -10.09 Empresa Distribuidora y Comercializadora Norte Cl B ADS (EDN) 191,391 16.16 -1.49 -8.44 Peabody Energy (BTU) 16,823,098 4.92 -0.42 -7.87 Science Applications International (SAIC) 1,135,904 51.35 -4.35 -7.81 Medley Management Cl A (MDLY) 107,074 10.99 -0.93 -7.80 Ryerson Holding (RYI) 100,029 6.37 -0.53 -7.68 Dover Motorsports (DVD) 30,664 2.37 -0.16 -6.32 Taomee Holdings ADS (TAOM) 14,682 2.70 -0.18 -6.25 Westmoreland Resource Partners (WMLP) 4,340 11.84 -0.78 -6.18 E-House (China) Holdings ADS (EJ) 1,907,938 5.43 -0.35 -6.06 Leju Holdings ADS (LEJU) 284,568 7.96 -0.51 -6.02 Banco Macro ADS (BMA) 201,878 57.20 -3.59 -5.91 Emerge Energy Services (EMES) 324,506 47.43 -2.95 -5.86 Rio Alto Mining (RIOM) 602,634 2.47 -0.15 -5.73 China Cord Blood (CO) 120,859 5.11 -0.31 -5.72 SouFun Holdings (SFUN) 11,502,297 6.00 -0.35 -5.51 Tahoe Resources (TAHO) 1,060,139 10.96 -0.62 -5.35 Seabridge Gold (SA) 1,151,912 5.49 -0.31 -5.34 Hornbeck Offshore Services (HOS) 1,687,550 18.81 -1.01 -5.10 Cliffs Natural Resources (CLF) 9,234,542 4.81 -0.25 -4.94 MasTec (MTZ) 1,147,235 19.30 -1.00 -4.93

Nasdaq ISSUE VOLUME PRICE CHG % CHG Synta Pharmaceuticals (SNTA) 12,900,882 $1.94 -0.39 -16.74 Sphere 3D (ANY) 719,820 3.70 -0.67 -15.33 Celladon (CLDN) 2,785,496 18.94 -2.73 -12.60 ProQR Therapeutics (PRQR) 138,667 21.88 -2.47 -10.14 Raptor Pharmaceutical (RPTP) 3,048,299 10.87 -1.17 -9.72 Sypris Solutions (SYPR) 27,078 2.20 -0.22 -9.09 Ovascience (OVAS) 1,506,273 34.73 -3.45 -9.04 ReWalk Robotics (RWLK) 224,474 12.36 -1.22 -8.98 Iconix Brand Group (ICON) 3,182,400 33.67 -2.72 -7.47 Immune Design (IMDZ) 67,127 21.11 -1.66 -7.29 Synutra International (SYUT) 287,697 6.40 -0.50 -7.25 Reis (REIS) 124,846 25.64 -1.89 -6.87 Argos Therapeutics (ARGS) 67,382 8.91 -0.61 -6.41 MGP Ingredients (MGPI) 53,626 13.46 -0.90 -6.27 PTC Therapeutics (PTCT) 673,077 60.85 -4.00 -6.17 Echo Global Logistics (ECHO) 520,970 27.26 -1.74 -6.00 Ohio Valley Banc (OVBC) 3,102 22.51 -1.40 -5.86 Preformed Line Products (PLPC) 22,192 42.13 -2.62 -5.85 Alcobra (ADHD) 262,010 5.63 -0.35 -5.85 Pacific Biosciences of California (PACB) 1,576,090 5.84 -0.36 -5.81 Marinus Pharmaceuticals (MRNS) 33,822 8.99 -0.54 -5.67 Hanwha Q CELLS ADS (HQCL) 618,889 2.03 -0.12 -5.58 Radius Health (RDUS) 366,124 41.16 -2.38 -5.47 Conatus Pharmaceuticals (CNAT) 748,116 7.12 -0.41 -5.44 Tuniu ADS (TOUR) 351,509 12.58 -0.71 -5.34

NYSE Arca ISSUE VOLUME PRICE CHG % CHG VelocityShares 3x Long Crude ETN (UWTI) 54,055,357 $2.20 -0.14 -5.98 Direxion Daily Japan Bull 3x Shares (JPNL) 14,787 54.00 -3.12 -5.46 Direxion Daily Developed Markets Bull 3x Shares (DZK) 11,161 65.81 -3.26 -4.72 ProShares Ultra Bloomberg Crude Oil (UCO) 16,563,692 6.79 -0.33 -4.63 Direxion Daily FTSE Europe Bull 3x Shares (EURL) 104,113 31.94 -1.53 -4.57 Teucrium Corn Fund (CORN) 155,286 24.74 -1.17 -4.52 Direxion Daily Healthcare Bull 3X Shares (CURE) 135,709 147.07 -6.72 -4.37 iPath Bloomberg Nickel Subindex Total Return ETN (JJN) 5,998 15.99 -0.71 -4.25 ProShares Ultra MSCI Japan (EZJ) 4,408 94.88 -3.83 -3.88 Direxion Daily Russia Bull 3x Shares (RUSL) 584,214 21.59 -0.86 -3.83 Direxion Daily Gold Miners Bull 3x Shares (NUGT) 18,831,173 9.42 -0.37 -3.78 Teucrium Wheat Fund (WEAT) 79,003 10.93 -0.42 -3.70 Deutsche X-trackers 2040 Target Date ETF (TDV) 6,083 30.26 -1.16 -3.70 Vanguard Growth ETF (VUG) 669,618 104.61 -3.93 -3.62 Direxion Daily Semiconductor Bull 3X Shares (SOXL) 115,730 136.04 -4.96 -3.52 CSOP FTSE China A50 ETF (AFTY) 106,847 19.42 -0.68 -3.36 Barclays ETN+ FI Enhanced Europe 50 ETN (FEEU) 10,233 109.50 -3.73 -3.29 FI Enhanced Europe 50 ETN (FIEU) 11,343 113.58 -3.82 -3.25 ProShares UltraPro Dow 30 (UDOW) 195,580 139.66 -4.56 -3.16 ProShares Ultra Junior Miners (GDJJ) 5,532 13.78 -0.44 -3.09 ProShares Ultra Gold Miners (GDXX) 4,610 14.57 -0.46 -3.06 PowerShares China A-Share Portfolio (CHNA) 5,029 39.72 -1.20 -2.94 Deutsche X-trackers Harvest CSI 300 Index ETF (ASHR) 1,393,196 41.64 -1.25 -2.91 Market Vectors ChinaAMC A-Share ETF (PEK) 79,877 52.69 -1.53 -2.82 iPath Bloomberg Grains Subindex Total Return ETN (JJG) 36,527 35.28 -1.01 -2.78

Composite ISSUE VOLUME PRICE CHG % CHG Goldfield (GV) 1,027,055 $1.94 -0.65 -25.10 Vaalco Energy (EGY) 5,199,784 2.45 -0.68 -21.73 Appliance Recycling Centers of America (ARCI) 87,183 2.05 -0.47 -18.65 Synta Pharmaceuticals (SNTA) 12,900,882 1.94 -0.39 -16.74 Sphere 3D (ANY) 719,820 3.70 -0.67 -15.33 Euro Tech Holdings (CLWT) 37,020 2.91 -0.52 -15.16 Cellular Biomedicine Group (CBMG) 154,675 31.46 -5.49 -14.86 Journal Media Group (JMG@) 320,891 8.74 -1.51 -14.73 Wireless Telecom Group (WTT) 218,692 2.60 -0.40 -13.33 Celladon (CLDN) 2,785,496 18.94 -2.73 -12.60 TCP International Holdings (TCPI) 717,986 1.84 -0.26 -12.38 Cleantech Solutions International (CLNT) 90,451 3.06 -0.39 -11.30 Echo Therapeutics (ECTE) 105,525 2.13 -0.26 -10.88 Phoenix (PNX) 112,095 49.99 -6.08 -10.84 ProQR Therapeutics (PRQR) 138,667 21.88 -2.47 -10.14 Teck Resources Cl B (TCK) 11,513,861 13.73 -1.54 -10.09 Nxt-ID (NXTD) 432,719 2.95 -0.33 -10.06 Raptor Pharmaceutical (RPTP) 3,048,299 10.87 -1.17 -9.72 Ohr Pharmaceutical (OHRP) 2,629,392 2.54 -0.27 -9.61 TearLab (TEAR) 264,057 1.99 -0.21 -9.55 Sypris Solutions (SYPR) 27,078 2.20 -0.22 -9.09 Ovascience (OVAS) 1,506,273 34.73 -3.45 -9.04 ReWalk Robotics (RWLK) 224,474 12.36 -1.22 -8.98 Perma-Fix Environmental Services (PESI) 297,724 3.88 -0.38 -8.92 Tofutti Brands (TOF) 94,585 4.31 -0.41 -8.69   See All Decliners

Footnotes Includes common, closed end funds, ETFs, ETNs and REITS with prior day close of $2 a share or higher, with volume of at least 2,000. x - stock is trading ex-dividend Source: WSJ Market Data Group